Cover image for World in transition : fighting poverty through environmental policy
Title:
World in transition : fighting poverty through environmental policy
Publication Information:
London : Earthscan, 2004
ISBN:
9781853838835

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30000010115447 GE149 W67 2005 Open Access Book Book
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30000010115446 GE149 W67 2005 f Open Access Book Book
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Summary

Summary

At the start of the 21st century, fighting poverty and protecting the environment are two of the most urgent challenges facing the international community. Environmental changes will jeopardize people's survival to an even greater extent in the future, and will hit the poor hardest. To meet these challenges, it will be essential to breathe new life into the partnership between industrialized and developing countries. It will be equally essential to combine poverty reduction with environmental protection in an integrated policy structure spanning all levels from local to global. In this report, the German Advisory Council on Global Change (WBGU) shows that global environmental policy is a prerequisite for global poverty reduction. WBGU analyses the relevant policy processes and delivers recommendations charting the way forward.'With its interdisciplinary approach, providing a complex and systematic analysis of the poverty-environment nexus, WBGU's latest report breaks new ground. Indira Gandhi's old, convenient maxim was 'Poverty is the biggest polluter'. Put forward at the 1972 UN Conference on the Human Environment in Stockholm, it has been sorely misused ever since to override environmental precaution and prioritize economic development strategies instead. The new WBGU report maps out a way to shape a coherent environment and development policy. This report revitalizes the Rio spirit and gives it a robust scientific base'.Prof Dr Ernst Ulrich von Weizsäcker, Member of the German Bundestag (MdB)


Author Notes

The German Advisory Council on Global Change (WBGU) comprises 12 leading experts working on issues of global environmental change.


Table of Contents

Members of the German Advisory Council on Global Changep. II
Scientific Staffp. V
Contentsp. VII
Boxesp. XIV
Tablesp. XV
Figuresp. XVII
Acronyms and Abbreviationsp. XIX
Summary for Policy-makersp. 1
1 Introductionp. 11
2 Integrative environment and development policy - The Rio visionp. 13
2.1 The Rio processp. 13
2.1.1 The Earth Summit in Rio de Janeirop. 13
2.1.2 World Conferences in the 1990sp. 14
2.1.3 Millennium Declarationp. 14
2.1.4 World Summit on Sustainable Developmentp. 15
2.1.5 Assessing the Rio processp. 19
2.2 Concerted environment and development policy at a global scalep. 19
2.2.1 Rio vision: A rediscovery within the context of poverty reductionp. 19
2.2.2 Rio transmission: Applying a systems metaphorp. 20
2.2.3 Rio strategies: Making the coherence principle operablep. 22
2.3 Principles of sustainable development in international law and ways to render them operablep. 22
2.3.1 Protecting natural life-support systemsp. 24
2.3.2 The principle of integration, with particular consideration of equityp. 25
2.3.3 The proportionality principlep. 26
2.3.4 The institutional frameworkp. 26
2.3.5 Rendering the principles operablep. 26
3 Poverty, vulnerability and environmental change - The settings and trendsp. 29
3.1 Conceptual fundamentalsp. 29
3.1.1 Poverty as a multidimensional conceptp. 29
3.1.2 The vulnerability of the poor to environmental changep. 30
3.1.2.1 Approaches in vulnerability researchp. 33
3.1.2.2 Biophysical vulnerabilityp. 33
3.1.2.3 Social vulnerabilityp. 36
3.1.2.4 Requirements for integrated vulnerability analysesp. 37
3.2 Dimensions of povertyp. 37
3.2.1 Income and asset povertyp. 37
3.2.1.1 Income and asset poverty affect all other dimensionsp. 38
3.2.1.2 Situation and trendsp. 39
3.2.1.3 Disparitiesp. 40
3.2.1.4 Income and asset poverty and the environmentp. 40
3.2.1.5 International goals on income and asset securityp. 41
3.2.2 Diseasep. 41
3.2.2.1 Disease as a dimension of povertyp. 41
3.2.2.2 Poverty amplifies susceptibility to diseasep. 44
3.2.2.3 Disease and the environmentp. 44
3.2.2.4 International goals on healthp. 45
3.2.3 Undernourishmentp. 46
3.2.3.1 Situation and Trendsp. 46
3.2.3.2 Undernourishment as a dimension of povertyp. 47
3.2.3.3 Food security and the environmentp. 49
3.2.3.4 The role of transgenic cropsp. 49
3.2.3.5 International goals on undernourishmentp. 51
3.2.4 Lack of educationp. 51
3.2.4.1 Lack of education amplifies povertyp. 51
3.2.4.2 Situation and trendsp. 52
3.2.4.3 Lack of education and environmental changep. 54
3.2.4.4 International goals on educationp. 55
3.2.5 Lack of social capital and societal stabilityp. 56
3.2.5.1 Stabilizing social cohesionp. 56
3.2.5.2 Social capital, societal stability and povertyp. 57
3.2.5.3 Situation and trendsp. 58
3.2.5.4 Social capital, societal stability and the environmentp. 59
3.2.5.5 International goals on social capital and societal stabilityp. 59
3.3 Environmental change and povertyp. 59
3.3.1 Climate changep. 61
3.3.1.1 Climate change and its causesp. 61
3.3.1.2 Poverty impacts of climate changep. 63
3.3.1.3 Guard rails for climate protection: The WBGU climate windowp. 64
3.3.1.4 Conclusionsp. 64
3.3.2 Water scarcity and pollutionp. 65
3.3.2.1 Causes of threats to global water resourcesp. 65
3.3.2.2 Poverty impacts of water scarcity and pollutionp. 66
3.3.2.3 Guard rails for water protectionp. 69
3.3.2.4 Conclusionsp. 69
3.3.3 Soil degradationp. 69
3.3.3.1 Causes and extentp. 69
3.3.3.2 Poverty impacts of soil degradationp. 71
3.3.3.3 Adaptation - Possible countermeasures and their successp. 72
3.3.3.4 Guard rails for soil protectionp. 73
3.3.3.5 Conclusionsp. 73
3.3.4 Loss of biological diversity and resourcesp. 74
3.3.4.1 Biodiversity loss and its causes: The case of accelerating deforestationp. 74
3.3.4.2 Importance of biodiversity in developing countries and consequences of its loss for the poorp. 76
3.3.4.3 Conflicts and synergies between poverty reduction and biodiversity conservationp. 78
3.3.4.4 Guard rails for biosphere conservationp. 79
3.3.4.5 Conclusionsp. 80
3.3.5 Air pollution and toxic substancesp. 80
3.3.5.1 Air pollution and toxic substances in developing countriesp. 80
3.3.5.2 Poverty impactsp. 83
3.3.5.3 Guard rails for protection of the atmosphere and for substances released to ecosystemsp. 84
3.3.5.4 Conclusionsp. 84
3.4 The global setting: Key factorsp. 84
3.4.1 Demographic developmentp. 84
3.4.1.1 Forecasts and factorsp. 84
3.4.1.2 Demographic development and povertyp. 86
3.4.1.3 Demographic development and environmentp. 87
3.4.1.4 Conclusionsp. 88
3.4.2 Global economic trendsp. 88
3.4.2.1 Economic growth and povertyp. 88
3.4.2.2 Economic growth and environmentp. 89
3.4.2.3 Conclusionsp. 90
3.4.3 Technological developmentp. 90
3.4.3.1 Technological development and povertyp. 91
3.4.3.2 Technological development and environmentp. 93
3.4.3.3 Conclusionsp. 93
3.5 New approaches towards an integrated analysis of regional vulnerability: Case studies on Burkina Faso and northeast Brazilp. 93
3.5.1 Conceptual fundamentals of the vulnerability analysisp. 93
3.5.2 Applying the vulnerability matrixp. 95
3.5.3 Case study: Vulnerability of food security to soil degradation in Burkina Fasop. 97
3.5.4 Integrated vulnerabilities for Burkina Faso and northeast Brazilp. 99
3.5.5 Developing strategies to reduce vulnerabilityp. 101
3.5.6 Reducing vulnerability: Starting points for Burkina Faso and northeast Brazilp. 103
3.5.7 Outlookp. 104
3.6 Implementing, financing and advancing international goalsp. 105
3.6.1 State of implementationp. 105
3.6.2 Financing requirements for selected policy fieldsp. 108
3.6.2.1 Methodological issuesp. 108
3.6.2.2 Poverty dimensionsp. 111
3.6.2.3 Environment dimensionsp. 111
3.6.2.4 Appraising overall requirementsp. 112
3.6.3 Advancing international goalsp. 113
4 Linkages among international environment and development policy spheresp. 115
4.1 The new setting of global politicsp. 115
4.2 Assessment of key policy processes and institutionsp. 116
4.2.1 Framework Convention on Climate Changep. 117
4.2.1.1 Purpose and goalsp. 117
4.2.1.2 Effect upon the nexus of poverty and climate changep. 117
4.2.1.3 Financingp. 119
4.2.1.4 Assessmentp. 120
4.2.1.5 Recommendationsp. 120
4.2.2 Convention on Biological Diversityp. 121
4.2.2.1 Purpose and goalsp. 121
4.2.2.2 Poverty as a theme in the CBD processp. 122
4.2.2.3 Focus: Access to genetic resources, benefit-sharing and the use of traditional knowledgep. 122
4.2.2.4 Poverty, protected areas and sustainable tourismp. 125
4.2.2.5 Assessment: Applying guard rails and policy goalsp. 126
4.2.2.6 Financingp. 126
4.2.2.7 Summary of recommendationsp. 127
4.2.3 United Nations Convention to Combat Desertificationp. 127
4.2.3.1 Purpose and goalsp. 127
4.2.3.2 UNCCD and poverty reductionp. 128
4.2.3.3 Resource conservation and poverty reduction in National Action Programmesp. 128
4.2.3.4 Integrating efforts to combat desertification and mitigate the effects of drought within poverty reduction strategiesp. 129
4.2.3.5 Synergies between desertification control, climate protection and biodiversity conservationp. 130
4.2.3.6 Financingp. 130
4.2.3.7 Assessmentp. 131
4.2.3.8 Recommendationsp. 132
4.2.4 Food and Agriculture Organizationp. 133
4.2.4.1 Purpose and goalsp. 133
4.2.4.2 Mainstreaming resource conservation and poverty reductionp. 134
4.2.4.3 Financingp. 136
4.2.4.4 Assessmentp. 137
4.2.4.5 Recommendationsp. 137
4.2.5 World Health Organizationp. 138
4.2.5.1 Purpose and goalsp. 138
4.2.5.2 Integrating health promotion, environmental policy and poverty reductionp. 138
4.2.5.3 Financingp. 138
4.2.5.4 WBGU recommendationsp. 139
4.2.6 The United Nations development and environment programmesp. 140
4.2.6.1 United Nations Development Programmep. 140
4.2.6.2 United Nations Environment Programmep. 142
4.2.6.3 UNDP-UNEP coordination and cooperationp. 144
4.2.6.4 Recommendationsp. 145
4.2.7 United Nations Commission on Sustainable Developmentp. 147
4.2.7.1 Purpose and goalsp. 147
4.2.7.2 Assessmentp. 148
4.2.7.3 Recommendationsp. 150
4.2.8 Global Environment Facilityp. 150
4.2.8.1 Purpose and goalsp. 150
4.2.8.2 Structurep. 150
4.2.8.3 Project approval practicesp. 151
4.2.8.4 GEF and poverty reductionp. 152
4.2.8.5 Problems and criticismsp. 152
4.2.8.6 Recommendations for actionp. 153
4.2.9 The World Bank Groupp. 154
4.2.9.1 Purpose and goalsp. 154
4.2.9.2 The World Bank's importancep. 155
4.2.9.3 Programme lendingp. 155
4.2.9.4 Project lendingp. 158
4.2.9.5 Case study: Mining, oil and gas extractionp. 159
4.2.9.6 Case study: Brazilp. 161
4.2.9.7 Recommendationsp. 165
4.2.10 Poverty Reduction Strategy Papersp. 165
4.2.10.1 Involving environmental actors in PRS processesp. 168
4.2.10.2 Links between environment and poverty in PRSPsp. 168
4.2.10.3 Integrating environmental aspects within poverty reduction strategiesp. 169
4.2.10.4 Conflicts between poverty reduction and environmental policy approachesp. 169
4.2.10.5 Implementing environmentally relevant aspects of poverty reduction strategiesp. 170
4.2.10.6 Case study: Burkina Fasop. 170
4.2.10.7 Assessment and recommendationsp. 172
4.2.11 The European Union as development policy actorp. 173
4.2.11.1 From Lome to Cotonou: Trade and aidp. 175
4.2.11.2 The Cotonou Agreementp. 176
4.2.11.3 Administrative reforms for improved coherencep. 176
4.2.11.4 The primacy of poverty reduction: Stated but unfulfilledp. 177
4.2.11.5 The interplay between environmental degradation and poverty: Perceived but yet to be acted onp. 177
4.2.11.6 Conclusions and recommendationsp. 178
4.2.12 Germanyp. 179
4.2.12.1 National Strategy for Sustainable Developmentp. 179
4.2.12.2 Programme of Action 2015 for poverty reductionp. 181
4.2.12.3 Development cooperation prioritiesp. 181
4.2.12.4 Poverty and environmental standards for foreign trade promotion and the activities of German companies abroadp. 183
4.2.12.5 Recommendationsp. 185
4.2.13 The global economy: Policy processesp. 185
4.2.13.1 Trade liberalization and the World Trade Organizationp. 185
4.2.13.2 International Monetary Fundp. 192
4.3 Socio-political obstacles to sustainable policies and the role of interest groupsp. 195
4.3.1 Overcoming socio-political obstaclesp. 195
4.3.2 Taking poverty reduction and environmental protection into account in policy makingp. 197
4.3.3 Non-governmental organizationsp. 198
4.3.3.1 Roles and functions of NGOsp. 199
4.3.3.2 NGOs before global environmental challengesp. 200
4.3.3.3 NGOs in development cooperation: Bearers of exaggerated hopes?p. 200
4.3.3.4 Conclusion: Overextended but nonetheless essentialp. 201
4.3.4 Transnational corporationsp. 202
4.3.4.1 Definition and reviewp. 202
4.3.4.2 The role of transnational corporations in globalizationp. 202
4.3.4.3 Corporate social and environmental responsibilityp. 203
4.3.4.4 Voluntary undertakings: OECD guidelines and UN Global Compactp. 204
4.3.4.5 Conclusions: Concepts for moving reform aheadp. 205
4.3.5 Science: Impulses for sustainability policyp. 205
4.3.5.1 Sustainability sciencep. 206
4.3.5.2 A new pact between society and sciencep. 207
4.3.5.3 Scientific policy advicep. 208
4.3.5.4 Conclusionsp. 208
4.4 Resume: Challenges in shaping the institutional frameworkp. 209
4.4.1 The international setting has changedp. 209
4.4.1.1 Global governancep. 209
4.4.1.2 Global structural policyp. 209
4.4.1.3 Multilateralismp. 210
4.4.2 The existing institutional architecture lacks efficiency and enforcement capabilityp. 210
4.4.3 Trade and economic policies lack commitment to sustainability goalsp. 211
5 Reducing poverty and protecting the environment: Recommendations for integrated policiesp. 213
5.1 Linking environment and development policyp. 214
5.1.1 Providing compensation for environmental destruction and channelling liabilityp. 214
5.1.2 Aligning the world economy more closely with social and environmental principlesp. 215
5.1.3 Fostering local environmental protection as a precondition to poverty reductionp. 217
5.1.4 Reducing vulnerability through adaptationp. 219
5.1.5 Protecting the environment by reducing povertyp. 220
5.2 Rio strategies: Examples of self-reinforcing dynamicsp. 222
5.2.1 A Rio strategy for climate protectionp. 222
5.2.2 A Rio strategy for cotton cultivation in the Sahel regionp. 226
5.3 Global governance: Reforming the multilateral institutional architecturep. 227
5.3.1 Ensuring coherence of environment and development policy within the UN systemp. 229
5.3.1.1 The vision: Transforming ECOSOC into a Council on Global Development and Environmentp. 229
5.3.1.2 Enhancing coordination and coherence within the UN systemp. 230
5.3.2 Widening participation in international institutionsp. 231
5.3.3 Upgrading environmental policy within the UN systemp. 231
5.3.4 Strengthening the environmental component of the Millennium Development Goalsp. 232
5.3.5 Intensifying cooperation among the Rio conventionsp. 232
5.3.6 Improving scientific policy advicep. 233
5.3.7 Advancing environment and development policy as global structural policyp. 234
5.4 Implementing international agreementsp. 234
5.5 Fostering good governance in developing countriesp. 236
5.6 Financingp. 238
5.6.1 Financing requirementsp. 238
5.6.2 Costs of inactionp. 240
5.6.3 Tools and recommendationsp. 241
5.6.3.1 Starting points for the mobilization of financial resourcesp. 241
5.6.3.2 Indirect mobilizationp. 241
5.6.3.3 Direct mobilization: Private investmentp. 241
5.6.3.4 Direct mobilization: State toolsp. 243
5.6.3.5 Direct mobilization: Climate protection instrumentsp. 246
5.6.4 Poverty reduction and environmental protection policies are financeablep. 247
6 Reducing poverty and protecting the environment: Research recommendationsp. 249
6.1 Knowledge for orientationp. 249
6.1.1 Basic research: Basic knowledge for policy makingp. 249
6.1.2 Prognostic research: Reducing uncertainties and mapping the indeterminatep. 250
6.1.3 Research on guard rails and goals: Structuring the action spacep. 251
6.1.4 Systems research: Approaches and methods for holistic analysisp. 252
6.2 Knowledge for actionp. 252
6.2.1 Vulnerability research: Enhancing capacity to adapt to environmental changep. 252
6.2.2 Research on socio-economic disparities: Identifying their relevance to problem-solvingp. 253
6.2.3 Technology research: Stimulating technological developments for poverty reductionp. 253
6.2.4 Development research: Designing development cooperation in the face of future environmental changep. 254
6.2.5 Institutional research: Shaping institutions for an enabling settingp. 255
6.2.6 Research on financing: Identifying requirements and mapping out ways to meet themp. 256
7 Core messagesp. 257
8 Referencesp. 259
9 Glossaryp. 279
10 Indexp. 285