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Cover image for Statistical DNA forensics : theory, methods, and computation
Title:
Statistical DNA forensics : theory, methods, and computation
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Publication Information:
Chichester, West Sussex : John Wiley & Sons, 2008
ISBN:
9780470066362
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30000010158592 RA1057.5 F86 2008 Open Access Book Book
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Summary

Summary

Statistical methodology plays a key role in ensuring that DNA evidence is collected, interpreted, analyzed and presented correctly. With the recent advances in computer technology, this methodology is more complex than ever before. There are a growing number of books in the area but none are devoted to the computational analysis of evidence. This book presents the methodology of statistical DNA forensics with an emphasis on the use of computational techniques to analyze and interpret forensic evidence.


Author Notes

Wing Kam Fung - Department of Statistics and Actuarial Science, University of Hong Kong
With 20 years of lecturing and research experience, Professor Fung has been invited many times to give talks at workshops and international conferences. He has written over 130 papers in statistics, DNA profiling and forensic science, and is currently an Associate Editor for 4 statistical journals.

Yue-Qing Hu - Department of Mathematics, Southeast University
An Associate Professor, Yue-Qing Hu has published over 30 refereed papers, a number of these with Wing Kam Fung.


Table of Contents

Prefacep. xi
List of figuresp. xiii
List of tablesp. xvii
1 Introductionp. 1
1.1 Statistics, forensic science and the lawp. 1
1.2 The use of statistics in forensic DNAp. 1
1.3 Genetic basis of DNA profiling and typing technologyp. 3
1.3.1 Genetic basisp. 3
1.3.2 Typing technologyp. 4
1.4 About the bookp. 5
2 Probability and statisticsp. 7
2.1 Probabilityp. 7
2.2 Dependent events and conditional probabilityp. 9
2.3 Law of total probabilityp. 10
2.4 Bayes' Theoremp. 11
2.5 Binomial probability distributionp. 12
2.6 Multinomial distributionp. 13
2.7 Poisson distributionp. 14
2.8 Normal distributionp. 14
2.9 Likelihood ratiop. 16
2.10 Statistical inferencep. 17
2.10.1 Test of hypothesisp. 17
2.10.2 Estimation and testingp. 19
2.11 Problemsp. 20
3 Population geneticsp. 23
3.1 Hardy-Weinberg equilibriump. 23
3.2 Test for Hardy-Weinberg equilibriump. 25
3.2.1 Observed and expected heterozygositiesp. 25
3.2.2 Chi-square testp. 27
3.2.3 Fisher's exact testp. 29
3.2.4 Computer softwarep. 30
3.3 Other statistics for analysis of a population databasep. 31
3.3.1 Linkage equilibriump. 31
3.3.2 Power of discriminationp. 33
3.4 DNA profilingp. 35
3.5 Subpopulation modelsp. 37
3.6 Relativesp. 42
3.7 Problemsp. 45
4 Parentage testingp. 47
4.1 Standard triop. 47
4.1.1 Paternity indexp. 47
4.1.2 An examplep. 48
4.1.3 Posterior odds and probability of paternityp. 49
4.2 Paternity computer softwarep. 52
4.2.1 Steps in running the softwarep. 52
4.2.2 The software to deal with an incest casep. 52
4.3 A relative of the alleged father is the true fatherp. 54
4.4 Alleged father unavailable but his relative isp. 57
4.5 Motherless casep. 58
4.5.1 Paternity indexp. 58
4.5.2 Computer software and examplep. 59
4.6 Motherless case: relatives involvedp. 60
4.6.1 A relative of the alleged father is the true fatherp. 60
4.6.2 Alleged father unavailable but his relative isp. 62
4.6.3 Computer software and examplep. 62
4.7 Determination of both parentsp. 63
4.8 Probability of excluding a random man from paternityp. 66
4.9 Power of exclusionp. 68
4.9.1 A random man casep. 68
4.9.2 A relative casep. 69
4.9.3 An elder brother case: mother availablep. 71
4.10 Other issuesp. 74
4.10.1 Reverse parentagep. 74
4.10.2 Mutationp. 75
4.11 Problemsp. 76
5 Testing for kinshipp. 79
5.1 Kinship testing of any two persons: HWEp. 79
5.2 Computer softwarep. 83
5.3 Kinship testing of two persons: subdivided populationsp. 83
5.3.1 Joint genotype probabilityp. 83
5.3.2 Relatives involvedp. 87
5.4 Examples with softwarep. 89
5.5 Three persons situation: HWEp. 91
5.6 Computer software and examplep. 95
5.7 Three persons situation: subdivided populationsp. 96
5.7.1 Standard triop. 96
5.7.2 A relative of the alleged father is the true fatherp. 97
5.7.3 Alleged father unavailable but his relative isp. 99
5.7.4 Examplep. 99
5.7.5 General method and computer softwarep. 101
5.8 Complex kinship determinations: method and softwarep. 102
5.8.1 EasyPA_In_1_Minute software and the methodp. 104
5.8.2 EasyPAnt_In_1_Minutep. 107
5.8.3 EasyIN_In_1_Minutep. 107
5.8.4 EasyMISS_In_1_Minutep. 108
5.8.5 Other considerations: probability of paternity and mutationp. 110
5.9 Problemsp. 111
6 Interpreting mixturesp. 113
6.1 An illustrative examplep. 113
6.2 Some common cases and a case examplep. 115
6.2.1 One victim, one suspect and one unknownp. 115
6.2.2 One suspect and two unknownsp. 116
6.2.3 Two suspects and two unknownsp. 117
6.2.4 Case examplep. 118
6.2.5 Exclusion probabilityp. 119
6.3 A general approachp. 121
6.4 Population in Hardy-Weinberg equilibriump. 122
6.5 Population with multiple ethnic groupsp. 124
6.6 Subdivided populationp. 128
6.6.1 Single ethnic group: simple casesp. 128
6.6.2 Single ethnic group: general situationsp. 128
6.6.3 Multiple ethnic groupsp. 132
6.7 Computer software and examplep. 134
6.8 NRC II Recommendation 4.1p. 135
6.8.1 Single ethnic groupp. 135
6.8.2 Multiple ethnic groupsp. 137
6.9 Proofsp. 141
6.9.1 The proof of Equation (6.6)p. 141
6.9.2 The proof of Equation (6.8)p. 142
6.9.3 The proof of Equation (6.9)p. 142
6.9.4 The proofs of Equations (6.11) and (6.12)p. 142
6.9.5 The proofs of Equations (6.14) and (6.15)p. 145
6.10 Problemsp. 145
7 Interpreting mixtures in the presence of relativesp. 147
7.1 One pair of relatives: HWEp. 147
7.1.1 Motivating examplep. 148
7.1.2 A probability formulap. 149
7.1.3 Tested suspect with an unknown relativep. 150
7.1.4 Unknown suspect with a tested relativep. 151
7.1.5 Two related persons were unknown contributorsp. 152
7.1.6 An applicationp. 153
7.2 Two pairs of relatives: HWEp. 157
7.2.1 Two unknowns related respectively to two typed personsp. 159
7.2.2 One unknown is related to a typed person and two other unknowns are relatedp. 160
7.2.3 Two pairs of related unknownsp. 161
7.2.4 Examplesp. 161
7.2.5 Extensionp. 165
7.3 Related people from the same subdivided populationp. 165
7.3.1 Introductory examplep. 165
7.3.2 A simple case with one victim, one suspect and one relativep. 167
7.3.3 General formulasp. 167
7.3.4 An example analyzed by the softwarep. 170
7.4 Proofsp. 172
7.4.1 Preliminaryp. 172
7.4.2 The proof of Equation (7.5)p. 180
7.4.3 The proof of Equation (7.7)p. 180
7.4.4 The proof of Equation (7.9)p. 181
7.4.5 The proof of Equation (7.11)p. 181
7.4.6 The proof of Equation (7.13)p. 181
7.4.7 The proofs of Equations (7.18) and (7.20)p. 181
7.5 Problemsp. 186
8 Other issuesp. 187
8.1 Lineage markersp. 187
8.2 Haplotypic genetic markers for mixturep. 189
8.3 Bayesian networkp. 191
8.4 Peak informationp. 194
8.5 Mass disasterp. 196
8.6 Database searchp. 197
Solutions to problemsp. 201
Appendix A The standard normal distributionp. 225
Appendix B Upper 1% and 5% points of x[superscript 2] distributionsp. 227
Bibliographyp. 229
Indexp. 237
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