Cover image for Human error : causes and control
Title:
Human error : causes and control
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Publication Information:
Boca Raton, FL : CRC Press, 2006
ISBN:
9780849382130

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30000010144409 BF623.E7 P48 2006 Open Access Book Book
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30000010219697 BF623.E7 P48 2006 Open Access Book Book
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30000010219696 BF623.E7 P48 2006 Open Access Book Book
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Summary

Summary

Human error is regularly viewed as an inevitable part of everyday life. In many cases the results of human error are harmless and correctable, but in cases where injury and death can occur, reduction of error is imperative. An integration of useful how-to-do-it information, Human Error: Causes and Control covers theories, methods, and specific techniques for controlling human error. It provides ideas, concepts, and examples from which selections can be made to fit the needs of a particular situation. Detailed, practical, and broad in scope, the book explores the field of human error, including its identification, its probable cause, and how it can be reasonably controlled or prevented.

Experts in human factors, design engineering, and law, the authors explore and apply known generic principles effective in the prevention of consumer error, worker fault, managerial mistakes, and organizational blunders. They discuss errors and their effects in our increasingly complex technological society and delineate how to devise a proper framework, select workable concepts and techniques, and then implement them. Exploring widespread applications of the techniques, the book illustrates how to achieve a fully integrated, process-compatible, comprehensive, user-effective, and methodologically sound model.


Author Notes

Peters, George A.; Peters, Barbara J.


Table of Contents

Chapter 1 Introductionp. 1
Scenariosp. 2
Caveatsp. 8
Importancep. 8
Common sensep. 8
Sloganeeringp. 8
Biasp. 8
Error proofingp. 9
Needp. 9
Chapter 2 Data collectionp. 11
Introductionp. 11
Evidence-based datap. 11
Sources of datap. 12
Clarification and purificationp. 13
Cautionsp. 17
Caveatsp. 18
Foundationp. 18
Enrichmentp. 18
No datap. 18
Accommodationp. 19
Chapter 3 Risk assessmentp. 21
Introductionp. 21
Definitionsp. 21
Classification modelsp. 23
Frequency estimatesp. 23
Severity estimatesp. 24
Analogies and reciprocityp. 24
Riskp. 26
Worker (OHS) risk assessmentp. 28
Assessment of control measuresp. 29
Whistle-blowingp. 30
Managerial actionsp. 30
Political risk assessmentp. 31
Postmarket considerationsp. 31
Caveatsp. 32
Conflictsp. 32
Objectivityp. 33
Secrecyp. 33
Documentationp. 33
No analysis possiblep. 33
Chapter 4 Alternative analytic methodsp. 35
Introductionp. 35
No data methodsp. 35
Default decisionsp. 35
The precautionary principlep. 36
Expert elicitationp. 36
Local consensusp. 37
Error troubleshootingp. 37
Search teamsp. 38
Systems integration analysisp. 39
Successive evaluationsp. 40
Targeted errorsp. 40
Immediate problem resolutionp. 41
Uncertainty analysisp. 43
Exclusionsp. 44
Caveatsp. 44
Just askp. 44
Subjective riskp. 45
Spinp. 45
Legal riskp. 45
Allocating resourcesp. 45
Chapter 5 Behavioral vectorsp. 47
Introductionp. 47
General approachp. 48
Basic human characteristicsp. 48
Learning abilityp. 49
Communication skillsp. 49
Information processingp. 49
Physical attributesp. 49
Reactionp. 49
Language skillsp. 50
Illustrative personality traitsp. 50
Antisocial personalityp. 50
Histrionic personalityp. 50
Avoidant personalityp. 50
Passive-aggressive personalityp. 50
Dependent personalityp. 51
Obsessive-compulsive personalityp. 51
Narcissistic personalityp. 51
Symptom cross-referencep. 51
Normalcy and impairmentp. 53
A psychometric perspectivep. 53
A human error perspectivep. 53
Neuropsychological test evaluationp. 55
Abstract reasoningp. 56
Memoryp. 56
Cognitive processingp. 57
Substance abusep. 57
Intelligencep. 57
Aphasiap. 58
Malingeringp. 58
Cautionsp. 58
Caveatsp. 58
Chapter 6 Countermeasures (remedies)p. 61
Introductionp. 61
General principlesp. 61
Specific countermeasuresp. 62
Single-error tolerancep. 62
The rule of twop. 63
Interpositionp. 64
Sequestrationp. 64
Interlocks and lockoutsp. 64
Channelizationp. 65
Guides and stopsp. 65
Automationp. 66
Instructionsp. 66
Trainingp. 67
Behavior modificationp. 68
Safety factorsp. 68
Warningsp. 69
Protective equipmentp. 70
Redundancyp. 70
Deratingp. 71
Fail-safep. 71
Stress reductionp. 71
Toolsp. 72
Replacementp. 73
Enhancementp. 73
Inactivityp. 73
Independent confirmationp. 74
Therapyp. 74
Improvisationp. 74
Pragmatismp. 76
Caveatsp. 76
Targetingp. 76
Acceptabilityp. 76
Multiple remediesp. 77
Success metricp. 77
Fade-outp. 77
Perversityp. 77
Customizationp. 77
Classification of human errorp. 78
Chapter 7 Human factors design guidelinesp. 79
Introductionp. 79
Methodologyp. 80
Scientific researchp. 80
Empirical researchp. 81
Descriptive measurementsp. 82
Task analysisp. 82
Simulationp. 83
Focus groupsp. 83
Design reviewsp. 84
Field studiesp. 84
Meta-analysisp. 85
Stabilization researchp. 85
Illustrative guidelinesp. 86
Clutterp. 86
Visual referencesp. 86
Fatiguep. 87
Accidental activationp. 87
Control motion compatibilityp. 87
Operator incapacityp. 88
Abusep. 88
Codingp. 88
Pictorialsp. 89
Groupingp. 89
Accessibilityp. 89
False cuesp. 89
Abstract theoryp. 89
Ignoring documentsp. 90
Informationp. 90
Cold weatherp. 90
Audible alarmsp. 91
Intelligibilityp. 91
Installationp. 91
Armingp. 91
Balancep. 92
Overloadp. 92
Controllabilityp. 92
Unusual conditionsp. 93
Promptsp. 93
Self-governancep. 94
Similaritiesp. 94
Overlapp. 94
Scope of workp. 94
Moral obligationsp. 95
Language interpretationsp. 95
Negotiating changep. 96
Caveatsp. 96
Constant changep. 96
Symbiosisp. 96
Noise controlp. 96
Dynamic systemsp. 97
Multiple causationp. 97
Uncertaintyp. 97
Process shiftsp. 97
Field reportsp. 97
Bias recognitionp. 97
Chapter 8 Testing and functional validationp. 99
Introductionp. 99
General principlesp. 100
Direct observationsp. 100
Firsthand investigationp. 100
General solutionsp. 100
Definitionsp. 100
Illustrative testsp. 101
Proof-of-concept testsp. 101
Component and assembly testingp. 102
Parameter analysisp. 102
Systems testingp. 102
Special testingp. 104
Intentional exposure to harmp. 104
Compliance testingp. 105
Installation testingp. 105
Field audit and validation testingp. 106
Modification testingp. 106
Special needs testingp. 107
Cautionsp. 108
Caveatsp. 108
Minimum costp. 108
The differencep. 108
Life cyclep. 108
Overlapp. 109
Neglectp. 109
Chapter 9 Managerial errorsp. 111
Introductionp. 111
Error vector analysisp. 111
Intrinsic factorsp. 111
Impressed factorsp. 111
Extrinsic factorsp. 112
Compensatory factorsp. 112
Error analysisp. 112
Error-prone managersp. 112
Analytic techniquesp. 113
Psychological risk assessmentp. 113
Conduct clustersp. 114
Focus (inattentiveness)p. 115
Sex (addictive conduct)p. 116
Truthfulness (deceit)p. 118
Compulsiveness (inflexibility)p. 121
Avoidant personality (self-isolation)p. 122
Dependent personality (indecisiveness)p. 122
Social anxiety disorders (phobias)p. 123
Social exclusion (pain)p. 123
Schizoid personality disorder (loners)p. 124
Paranoid personality disorder (suspiciousness)p. 124
Passive-aggressive personality disorder (negativism)p. 125
Depressive personality disorder (sadness)p. 125
Posttraumatic stress disorder (anxiety)p. 125
Antisocial personality disorder (disregard)p. 126
Other disordersp. 127
Overlaysp. 127
Drugsp. 127
Harmful chemicals (chemophobia)p. 129
Denialp. 129
Cigarettesp. 130
Coffeep. 130
Caveatsp. 131
Confirmationp. 131
Supplemental informationp. 131
Confidentialityp. 131
Intervening causationp. 131
Rapid changesp. 132
Do no harmp. 132
Secondary gainp. 132
Chapter 10 Institutional and organizational errorsp. 133
Introductionp. 133
Institutional errorsp. 133
Common viewpointsp. 134
Mind-setp. 134
Perceptual errorsp. 135
Reciprocityp. 135
Open loopsp. 136
Motivationp. 137
Theoretical riskp. 137
Leadership errorsp. 138
Organizational culturep. 140
Assumptionsp. 140
Historical perspectivep. 140
Industrial engineeringp. 141
Motivational conceptsp. 141
Supplemental error principlesp. 142
Adaptation of remediesp. 142
Multiple actionsp. 142
Error indicesp. 142
Arbitrary controlsp. 142
Unreported incidentsp. 142
Nuisance problemsp. 142
Responsible supervisionp. 143
ERP teamsp. 143
Cautionsp. 144
Caveatsp. 144
Systematic errorp. 144
Emotional errorp. 144
Error detectionp. 144
Cueingp. 145
Clarityp. 145
Peer evaluationsp. 145
Rigidityp. 145
Chapter 11 Management challengesp. 147
Introductionp. 147
Extended error traceabilityp. 147
Depersonalizationp. 149
Incisive restorationp. 150
Outsourcingp. 151
Intelligencep. 152
Error R&Dp. 153
Contagionp. 154
Cognivitis and linguistic dystrophyp. 155
Rising starsp. 156
Robotizationp. 157
Error detectivesp. 157
Caveatsp. 158
Brain drainp. 158
Visibilityp. 158
Loyaltyp. 158
Remote controlp. 159
Direct feedbackp. 159
Leadershipp. 159
Chapter 12 Professional responsibility (ethics)p. 161
Obligations and dutiesp. 161
Useful principles and practicep. 162
The Nuremberg Codep. 163
Forensic principlesp. 165
Independencep. 165
Confidentialityp. 166
Integrity of othersp. 166
Feesp. 166
Familiarity with the lawp. 167
Recordsp. 167
Other relationshipsp. 167
Client propertyp. 168
Practice of lawp. 168
Collegialityp. 168
Institutional review boardsp. 168
Protocolsp. 169
Supplementsp. 171
Caveatsp. 172
Limitsp. 172
Rulesp. 173
Responsibilityp. 173
Obsessionp. 173
Enforcementp. 173
Chapter 13 Discussion questionsp. 175
Smart robotsp. 175
Flexible workersp. 176
The unguarded sawp. 176
The stairwayp. 176
Acceptable defectsp. 177
Instinctp. 177
Angerp. 178
Fearp. 178
Decision supportp. 178
Problem employeesp. 178
Aircraft controlp. 179
The zoop. 179
Pedagogyp. 179
Surgical errorsp. 180
Epidural errorsp. 180
Averaging the errorsp. 180
Building evacuationp. 181
Social informationp. 181
Pollutionp. 182
Sea sprayp. 182
Robotized humansp. 182
Energetics and hardeningp. 183
Howitzer misfirep. 183
Safety enhancementp. 183
Aircraft munitionsp. 184
Robotic systemsp. 184
Reactive chemicalsp. 184
Decisionsp. 185
The tour routep. 185
Hole in the groundp. 185
Close callp. 186
Regional differencesp. 186
The 5% rulep. 187
One keystroke from dangerp. 187
Things happenp. 187
Stress and mental confusionp. 188
Space stationp. 188
Medical mistakesp. 188
Oil refinery shortcomingsp. 189
Unknown probability of catastrophic eventsp. 189
Attentionp. 190
Imitationp. 190
Stress-induced alcoholismp. 190
Cultural normsp. 191
Cues and memory retrievalp. 191
Cognitive memoryp. 192
Linear programmingp. 192
Safe exposure levelsp. 192
Multiple causationp. 193
Attitude mattersp. 193
References and recommended readingp. 195
Indexp. 203