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Cover image for Optical fiber communication systems with MATLAB and Simulink models
Title:
Optical fiber communication systems with MATLAB and Simulink models
Personal Author:
Series:
Optics and photonics ; 11
Edition:
2nd ed.
Publication Information:
Boca Raton : CRC Press 2015
Physical Description:
xxvii, 871 pages : illustrations (black and white) ; 26 cm.
ISBN:
9781482217513

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30000010344075 TK5103.592.F52 B563 2015 Open Access Book Book
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Summary

Summary

Carefully structured to instill practical knowledge of fundamental issues, Optical Fiber Communication Systems with MATLAB® and Simulink® Models describes the modeling of optically amplified fiber communications systems using MATLAB® and Simulink®. This lecture-based book focuses on concepts and interpretation, mathematical procedures, and engineering applications, shedding light on device behavior and dynamics through computer modeling.

Supplying a deeper understanding of the current and future state of optical systems and networks, this Second Edition :

Reflects the latest developments in optical fiber communications technology Includes new and updated case studies, examples, end-of-chapter problems, and MATLAB® and Simulink® models Emphasizes DSP-based coherent reception techniques essential to advancement in short- and long-term optical transmission networks

Optical Fiber Communication Systems with MATLAB® and Simulink® Models, Second Edition is intended for use in university and professional training courses in the specialized field of optical communications. This text should also appeal to students of engineering and science who have already taken courses in electromagnetic theory, signal processing, and digital communications, as well as to optical engineers, designers, and practitioners in industry.


Author Notes

Le Nguyen Binh is a technical director at the European Research Center of Huawei Technologies Co., Ltd. in Munich, Germany. He is the editor, author, and/or coauthor of numerous books, as well as the editor of CRC Press' Optics and Photonics series.


Table of Contents

Preface
List of Abbreviations
Introduction
Historical Perspectives
Digital Modulation for Advanced Optical Transmission Systems
Demodulation Techniques
MATLAB ® Simulink ® Platform
Organization of the Book Chapters
Optical Fibers: Geometrical and Guiding Properties
Motivations and Some Historical Background
Dielectric Slab Optical Waveguides
Structure
Numerical Aperture
Modes of Symmetric Dielectric Slab Waveguides
Optical-Guided Modes
Cutoff Properties
Optical Fiber: General Properties
Geometrical Structures and Index Profile
The Fundamental Mode of Weakly Guiding Fibers
Cutoff Properties
Single and Few Mode Conditions
Power Distribution and Approximation of Spot Size
Power Distribution
Approximation of Spot Size r 0 of a Step-Index Fiber
Equivalent Step-Index (ESI) Description
Definitions of ESI Parameters
Accuracy and Limits
Examples on ESI Techniques
General Method
Nonlinear Optical Effects
Nonlinear Phase Modulation Effects
Optical Fiber Manufacturing and Cabling
Concluding Remarks
Problems
References
Optical Fibers: Signal Attenuation and Dispersion
Introduction
Signal Attenuation in Optical Fibers
Intrinsic or Material Attenuation
Absorption
Rayleigh Scattering
Waveguide Loss
Bending Loss
Microbending Loss
Joint or Splice Loss
Attenuation Coefficient
Signal Distortion in Optical Fibers
Basics on Group Velocity
Group Velocity Dispersion (GVD)
Transfer Function of Single-Mode Fibers
Higher-Order Dispersion
Transmission Bit-Rate and the Dispersion Factor
Polarization Mode Dispersion
Fiber Nonlinearity
Advanced Optical Fibers: Dispersion-Shifted, -Flattened, and -Compensated Optical Fibers
Effects of Mode Hopping
Numerical Solution: Split-Step Fourier Method
Symmetrical Split-Step Fourier Method (SSFM)
MATLAB ® Program and MATLAB ® Simulink ® Models of the SSFM
Modeling of Polarization Mode Dispersion (PMD)
Optimization of Symmetrical SSFM
Concluding Remarks
Appendix
Appendix: MATLAB ® Program for the Design of Optical Fibers--A Solution to the Mini-Project Design
Appendix: Program Listings for the Design of Standard Single-Mode Fiber
Appendix: Program Listings for Design of Nonzero Dispersion-Shifted Fibers
Appendix: Program Listings of the Split Step Fourier Method with SPM and Raman Gain Distribution
Appendix: Program Listings of Initialization File
Problems
References
Overview of Modeling Techniques for Optical Transmission Systems Using MATLAB ® Simulink ®
Overview
Optical Transmitter
Background of External Optical Modulators
Optical Phase Modulator
Optical Intensity Modulator
Impairments of Optical Fiber
Chromatic Dispersion (CD)
Chromatic Dispersion as a Total of Material Dispersion and Waveguide Dispersion
Dispersion Length
Polarization Mode Dispersion (PMD)
Fiber Nonlinearity
Modeling of Fiber Propagation
Symmetrical SSFM
Modeling of PMD
Optimization of Symmetrical SSFM
Optical Amplifiers
Optical and Electrical Filters
Optical Receiver
Performance Evaluation
Optical Signal-to-Noise Ratio (OSNR)
OSNR Penalty
Eye Opening (EO)
Conventional Evaluation Methods
Novel Statistical Methods
MATLAB ® Simulink ® Modeling Platform
General Model
Initialization File
OCSS©: A MATLAB ® Simulation Platform
Overview
System Design Using Software Simulation
Optical Communication Systems Simulator: OCSS© Simulation Platform
Transmitter Module
Optical Fiber Module
Receiver Module
System Simulation
Equalized Optical Communications Systems
Soliton Optical Communications Systems
Remarks
Concluding Remarks
References
Optical Direct and External Modulation
Introduction
Direct Modulation
Introductory Remarks
Physics of Semiconductor Lasers
Modeling and Development of Optical Transmitter
Conditions for the Laser Rate Equations
Power Output and Eye-Diagram Analysis
Introduction to Optical External Modulation
Phase Modulators
Intensity Modulators
Phasor Representation and Transfer Characteristics
Bias Control
Chirp-Free Optical Modulators
Structures of Photonic Modulators
Typical Operational Parameters
Electro-Absorption Modulators
Silicon-Based Optical Modulators
MATLAB ® Simulink ® Models of External Optical Modulators
Remarks
Appendices
OCSS Simulation Platform
Initial Conditions for Photon Density, S(t) and Carrier Density, N(t)
References
Advanced Modulation Format Optical Transmitters
Introduction
Digital Modulation Formats
ASK Modulation Formats and Pulse Shaping
Return-to-Zero Optical Pulses
Phasor Representation of CSRZ Pulses
Phasor Representation of RZ33 Pulses
Differential Phase Shift Keying
Background
Optical DPSK Transmitter
Generation of Modulation Formats
Amplitude-Modulation ASK-NRZ and ASK-RZ
Discrete Phase-Modulation NRZ Formats
Photonic MSK Transmitter Using Two Cascaded Electro-Optic Phase Modulators
Optical MSK Transmitter Using Mach-Zehnder Intensity Modulators: I-Q Approach
Single Sideband (SSB) Optical Modulators
Optical RZ-MSK
Multi-Carrier Multiplexing (MCM) Optical Modulators
Spectra of Modulation Formats
Generation of QAM Signals
Generation
Optimum Setting for Square Constellations
Remarks
Appendix: Structures of Mach-Zehnder Modulator
Problems
References
Direct Detection Optical Receivers
Introduction
Optical Receivers in Various Systems
Receiver Components
Photodiodes
Detection and Noises
Linear Channel
Data Recovery
Noises in Photodetectors
Receiver Noises
Noise Calculations
Performance Calculations for Binary Digital Optical Systems
Signals Received
Probability Distribution
Minimum Average Optical Received Power
Total Output Noises and Pulse Shape Parameters
An HEMT-Matched Noise Network Preamplifier
Matched Network for Noise Reduction
Noise Theory and Equivalent Input Noise Current
Trans Impedance Amplifier: Differential and Nondifferential Types
Concluding Remarks
Appendix: Noise Equations
Problems
References
Digital Coherent Optical Receivers
Introduction
Coherent Receiver Components
Coherent Detection
Optical Heterodyne Detection
Optical Homodyne Detection
Self-Coherent Detection and Electronic DSP
Coherent and Incoherent Receiving Techniques
Digital Processing in Advanced Optical Communication Systems
Digital Signal Processing associated with Coherent Optical Receiver
Overview DSP-Assisted Coherent Reception
Polarization Multiplexed Coherent Reception: Analog Section
DSP-Based Phase Estimation and Correction of Phase Noise and Nonlinear Effects
DSP-Based Forward Phase Estimation of Optical Coherent Receivers of QPSK Modulation Format
Coherent Receiver Analysis
Shot-Noise-Limited Receiver Sensitivity
Remarks
Problems
References
EDF Amplifiers and Simulink ® Models
Introductory Remarks
Fundamental and Theoretical Issues of EDFAs
EDFA Configuration
EDFA Operational Principles
Pump Wavelength and Absorption Spectrum
EDFAs in Long-Haul Transmission Systems
EDFA Simulation Model
Amplifier Parameters
EDFAs Dynamic Model
Amplifier Noises
EDFA Simulation Model
EDFA MATLAB ® Simulink ® Model
Simulator Design Outline
Simulator Design Process
Simulator Requirement
Simulator Design Assumptions
EDFA Simulator Modeling
Pump Source
Simulink ® EDFA Simulator: Execution Procedures
Samples of the Simulink ® Simulator
Concluding Remarks
References
MATLAB ® Simulink ® Modeling of Raman Amplification and Integration in Fiber Transmission Systems
Introduction
ROA versus EDFA
Raman Amplification
Principles
Raman Amplification Coupled Equations
Raman and Fiber Propagation under Linear and Nonlinear Fiber Dispersions
Propagation Equation
SSMF and DCF as Raman Fibers
Noise Figure
Dispersion
Nonlinear Raman Gain/Scattering Schrödinger Equation
Fiber Nonlinearities
Dispersion
Split-Step Fourier Method
Gaussian Pulses, Eye Diagrams, and Bit Error Rate
Raman Amplification and Gaussian Pulse Propagation
Fiber Profiles
Gaussian Pulse Propagation
Long-Haul Optically Amplified Transmission
Concluding Remarks
Problems
Appendices
Raman Amplification and Split-Step Fourier Method: MATLAB ® Program
Initialization *.m File
References
Digital Optical Modulation Transmission Systems
Advanced Photonic Communications and Challenging Issues
Background
Challenging Issues
Enabling Technologies
Digital Modulation Formats
Incoherent Optical Receivers
Return-to-Zero Optical Pulses
Generation Principles
Phasor Representation
Differential Phase Shift Keying (DPSK)
Background
Optical DPSK Transmitter
Incoherent Detection of Optical DPSK
Minimum Shift Keying
CPFSK Approach
ODQPSK Approach
Incoherent Detection of Optical MSK
Dual-Level MSK
Theoretical Background
Proposed Generation Scheme
Incoherent Detection of Optical Dual-Level MSK
Spectral Characteristics of Advanced Modulation Formats
Summary
References
Design of Optical Communications Systems
Introduction
Remarks
Structure of DWDM Long-Haul Transmission Systems
Long-Haul Optical Transmission Systems
Intensity Modulation Direct Detection Systems
Loss-Limited Optical Communications Systems
Dispersion-Limited Optical Communications Systems
System Preliminary Design
Gaussian Approximation
System Preliminary Design under Nonlinear Effects
Some Notes on the Design of Optical Transmission Systems
Link Budget Calculations under Linear and Nonlinear Impairments
Engineering an OADM Transmission Link
Appendix: Power Budget
Power Budget Estimation: An Example
Signal to Noise Ratio (SNR) and Optical SNR
TIA: Differential and Nondifferential Types
Problems
References
Self-Coherent Optically Amplified Digital Transmission Systems: Techniques and Simulink ® Models
ASK Modulation Formats Transmission Models
Introductory Remarks
Components Revisited for Advanced Optical Communication System
Optical Sources
Optical Modulators
Mach-Zehnder (MZ) Intensity Modulators Revisited
Transmission Loss and Dispersion Revisited
Nonlinear Effects
Signal Propagation Model
Modulation Formats
NRZ or NRZ-ASK
RZ (or RZ-ASK)
Return-to-Zero Optical Pulses
Differential Phase Shift Keying (DPSK)
NRZ-DPSK
RZ-DPSK
Receiver
Simulink ® Models
DQPSK Modulation Formats Transmission Models
DQPSK Optical System Components
DQPSK Receiver
PDM-QAM
PDM-QPSK
PDM-16 QAM Transmission Systems
MSK Transmission Model
Introductory Remarks
Generation of Optical MSK-Modulated Signals
Optical Binary-Amplitude MSK Format
Star-QAM Transmission Systems for 100 Gb/s Capacity
Introduction
Design of 16-QAM Signal Constellation
Star 16-QAM
Square 16-QAM
Offset-Square 16-QAM
8-DPSK_2-ASK 16-Star QAM
Configuration of 8-DPSK_2-ASK Optical Transmitter
Configuration of 8-DPSK_2-ASK Detection Scheme
Transmission Performance of 100 Gb/s 8-DPSK_2-ASK Scheme
Power Spectrum
Receiver Sensitivity and Dispersion Tolerance
Long-Haul Transmission
Appendix: Simulink ® and Simulation Guidelines
MATLAB ® Simulink ®
Guide for Use of Simulink ® Models
MATLAB ® Files
References
Tbps Optical Transmission Systems: Digital Processing-Based Coherent Reception
Introduction
Quadrature Phase Shift Keying Systems
Carrier Phase Recovery
112G QPSK Coherent Transmission Systems
I-Q Imbalance Estimation Results
Skew Estimation
Fractionally Spaced Equalization of CD and PMD
Linear, Nonlinear Equalization and Back-Propagation Compensation of Linear and Nonlinear Phase Distortion
16 QAM Systems
Tb/s Superchannel Transmission Systems
Overview
Nyquist Pulse and Spectra
Superchannel System Requirements
System Structure
Timing Recovery in Nyquist QAM Channel
128 Gb/s 16 QAM Superchannel Transmission
450 Gb/s 32 QAM Nyquist Transmission Systems
Non-DCF 1 and 2 Tb/s Superchannel Transmission Performance
Transmission Platform
Performance
Multicarrier Scheme Comparison
Remarks and Challenges
References
Digital Signal Processing for Optical Transmission Systems
Introduction
General Algorithms for Optical Communications Systems
Linear Equalization
Nonlinear Equalizer (NLE) or Decision Feedback Equalizers (DFE)
Maximum Likelihood Sequence Detection (MLSD) and Viterbi
Nonlinear MLSE
Shared Equalization between Transmitter and Receivers
Maximum a Posteriori (MAP) Technique for Phase Estimation
Method
Estimates
Carrier Phase Estimation
Remarks
Correction of Phase Noise and Nonlinear Effects
Forward Phase Estimation QPSK Optical Coherent Receivers
Carrier Recovery in Polarization Division Multiplexed Receivers: A Case Study
Systems Performance of MLSE Equalizer-MSK Optical Transmission Systems
MLSE Equalizer for Optical MSK Systems
MLSE Scheme Performance
MIMO Equalization
Generic MIMO Equalization Process
Training-Based MIMO Equalization
Remarks on References
References
Appendix A Technical Data of Single-Mode Optical Fibers
Appendix B RMS Definition and Power Measurement
Appendix C Power Budget
Appendix D How to Relate the Rise/Fall Time with the Frequency Response of Network and Power Budget Analyses for Optical Link Design and in Experimental Platforms
Appendix E Problems on Optical Fiber Communication Systems
Index
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